Michael Patterson - 28 Jun 2021 Form 4 Insider Report for Romeo Power, Inc.

Role
Former 10% Owner/ Exec.Officer
Signature
/s/ Michael Patterson
Issuer symbol
N/A
Transactions as of
28 Jun 2021
Net transactions value
-$14,881,524
Form type
4
Filing time
29 Jun 2021, 20:31:00 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RMO Common Stock Options Exercise $5,495,594 +1,343,666 +11% $4.09* 13,972,489 28 Jun 2021 Direct
transaction RMO Common Stock Options Exercise $1,636,584 +268,733 +1.9% $6.09* 14,241,222 28 Jun 2021 Direct
transaction RMO Common Stock Sale $13,715,227 -1,612,399 -11% $8.51* 12,628,823 28 Jun 2021 Direct F1
transaction RMO Common Stock Sale $2,130,775 -250,000 -2% $8.52* 12,378,823 28 Jun 2021 Direct F2
transaction RMO Common Stock Sale $6,167,700 -750,000 -6.1% $8.22* 11,628,823 29 Jun 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RMO Stock Option (right to buy) Options Exercise $0 -1,343,666 -100% $0.000000* 0 28 Jun 2021 Common Stock 1,343,666 $4.09 Direct F4
transaction RMO Stock Option (right to buy) Options Exercise $0 -268,733 -100% $0.000000* 0 28 Jun 2021 Common Stock 268,733 $6.09 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Michael Patterson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Represents the weighted average sales price per share. The shares were sold at prices ranging from $8.40 to $8.76 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F2 Represents the weighted average sales price per share. The shares were sold at prices ranging from $8.40 to $8.725 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F3 Represents the weighted average sales price per share. The shares were sold at prices ranging from $8.15 to $8.51 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F4 This option is fully vested and exercisable.