Michael Patterson - Jun 28, 2021 Form 4 Insider Report for Romeo Power, Inc. (RMO)

Role
Former 10% Owner/ Exec.Officer
Signature
/s/ Michael Patterson
Stock symbol
RMO
Transactions as of
Jun 28, 2021
Transactions value $
-$14,881,524
Form type
4
Date filed
6/29/2021, 08:31 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RMO Common Stock Options Exercise $5.5M +1.34M +10.64% $4.09* 14M Jun 28, 2021 Direct
transaction RMO Common Stock Options Exercise $1.64M +269K +1.92% $6.09* 14.2M Jun 28, 2021 Direct
transaction RMO Common Stock Sale -$13.7M -1.61M -11.32% $8.51* 12.6M Jun 28, 2021 Direct F1
transaction RMO Common Stock Sale -$2.13M -250K -1.98% $8.52* 12.4M Jun 28, 2021 Direct F2
transaction RMO Common Stock Sale -$6.17M -750K -6.06% $8.22* 11.6M Jun 29, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RMO Stock Option (right to buy) Options Exercise $0 -1.34M -100% $0.00* 0 Jun 28, 2021 Common Stock 1.34M $4.09 Direct F4
transaction RMO Stock Option (right to buy) Options Exercise $0 -269K -100% $0.00* 0 Jun 28, 2021 Common Stock 269K $6.09 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Michael Patterson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Represents the weighted average sales price per share. The shares were sold at prices ranging from $8.40 to $8.76 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F2 Represents the weighted average sales price per share. The shares were sold at prices ranging from $8.40 to $8.725 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F3 Represents the weighted average sales price per share. The shares were sold at prices ranging from $8.15 to $8.51 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F4 This option is fully vested and exercisable.