Jonathan A. Seiffer - Jun 25, 2021 Form 4 Insider Report for SIGNET JEWELERS LTD (SIG)

Signature
/s/ Andrew Goldberg, as attorney-in-fact
Stock symbol
SIG
Transactions as of
Jun 25, 2021
Transactions value $
$0
Form type
4
Date filed
6/29/2021, 07:37 PM
Next filing
Jul 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIG Common Shares, par value $0.18 Award $0 +2.01K +12.65% $0.00 17.9K Jun 25, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SIG Series A Convertible Preference Shares 625K Jun 25, 2021 Common Shares 8.03M $81.77 See footnote. F3, F4, F5, F6, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Common Stock of the Issuer ("Common Shares") underlying restricted stock units awarded to Mr. Jonathan A. Seiffer on June 25, 2021 as compensation for his service on the Issuer's board of directors which vest on the first anniversary of the grant date and are held by Mr. Seiffer for the benefit of Leonard Green & Partners, L.P. ("LGP").
F2 Represents Common Shares owned by Mr. Seiffer and held for the benefit of LGP, including 2,012 restricted stock units, which are subject to certain vesting and forfeiture provisions.
F3 Series A Convertible Preference Shares, par value $0.01 per share ("Series A Preference Shares").
F4 The Series A Preference Shares have a stated value of $1,050.94 per share and are convertible into Common Shares of the issuer at a current conversion price of $81.7682 per share at a conversion ratio of 12.2297 Common Shares per Series A Preference Share. The conversion ratio is subject to certain anti-dilution and other adjustments and is subject to change. Since the acquisition of the Series A Preference Shares, the conversion rate has been adjusted as a result of these anti-dilution adjustments.
F5 Immediately.
F6 The Series A Preference Shares do not have an expiration date.
F7 Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B") are the direct owners of the shares reported herein. Of the shares reported on this row, GEI VI is the direct owner of 387,522 Series A Preference Shares which are convertible into 4,980,696 Common Shares, GEI Side VI is the direct owner of 230,963 Series A Preference Shares which are convertible into 2,968,493 Common Shares, Associates VI-A is the direct owner of 470 Series A Preference Shares which are convertible into 6,040 Common Shares, and Associates VI-B is the direct owner of 6,045 Series A Preference Shares which are convertible into 77,694 Common Shares.
F8 Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, Associates VI-A and Associates VI-B. Mr. Seiffer disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.