Catherine M. Lyttle - Jun 25, 2021 Form 4 Insider Report for WORTHINGTON INDUSTRIES INC (WOR)

Role
Sr VP & Chief HR Officer
Signature
/s/Patrick J. Kennedy, as attorney-in-fact for Catherine M. Lyttle
Stock symbol
WOR
Transactions as of
Jun 25, 2021
Transactions value $
-$39,124
Form type
4
Date filed
6/29/2021, 03:27 PM
Next filing
Jul 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WOR Common Shares Award $0 +2.6K +7.39% $0.00 37.8K Jun 25, 2021 Direct F1
transaction WOR Common Shares Award $0 +10K +26.45% $0.00 47.8K Jun 25, 2021 Direct F1
transaction WOR Common Shares Tax liability -$39.1K -656 -1.37% $59.64 47.2K Jun 28, 2021 Direct F2
holding WOR Common Shares 135 Jun 25, 2021 By 401(k) F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WOR Non-qualified stock option (right to buy) Award $0 +2.7K $0.00 2.7K Jun 25, 2021 Common Shares 2.7K $60.19 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/25/2024).
F2 Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.
F3 Amount listed is the most up-to-date information available regarding holdings in the Company Plan Fund which invests in common shares of Worthington Industries, Inc. and is based on a plan statement dated as of May 31, 2021.
F4 This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/25/2023 and 6/25/2024.