Alfred Woollacott III - 25 Jun 2021 Form 4 Insider Report for Brooks Automation, Inc. (AZTA)

Role
Director
Signature
/s/ Jason W. Joseph, attorney-in-fact for Alfred Woollacott III
Issuer symbol
AZTA
Transactions as of
25 Jun 2021
Net transactions value
$0
Form type
4
Filing time
28 Jun 2021, 16:55:00 UTC
Next filing
27 Sep 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AZTA Restricted Stock Unit Award $0 +4 +0.09% $0.000000 4,623 25 Jun 2021 Common Stock 4 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.
F2 Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 4, 2021. Grant of Restricted Stock Units under the Company's 2020 Equity Incentive Plan. No amount was paid upon grant of the units.