K. Peony Yu - Jun 24, 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
Director
Signature
/s/ Samuel Gesten as attorney-in-fact for Dr. K. Peony Yu.
Stock symbol
STAA
Transactions as of
Jun 24, 2021
Transactions value $
$0
Form type
4
Date filed
6/25/2021, 05:58 PM
Next filing
Jun 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Award $0 +404 +127.04% $0.00 722 Jun 24, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STAA Common Stock Options Options Exercise $0 +850 $0.00 850 Jun 24, 2021 Common Stock 850 $154.96 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restrictions on the 404 restricted shares of common stock awarded on her election to the Board of Directors lapse on the earlier of June 24, 2022 or the Corporation's 2022 Annual Meeting, subject to her continued service through that date.
F2 The options vest on the earlier of June 24, 2022 or the Corporation's 2022 Annual Shareholders Meeting, subject to her continued service through the vesting date.

Remarks:

On June 24, 2021, STAAR Surgical Company granted Dr. Yu, a non-employee director, 404 restricted shares of the Corporation's common stock, and 850 options to purchase shares of the Corporation's common stock on her election to the Board of Directors.