MCDANIEL RAYMOND W - 05 May 2021 Form 4/A - Amendment Insider Report for MOODYS CORP /DE/ (MCO)

Role
Director
Signature
John J. Goggins, by power of attorney for Raymond W. McDaniel
Issuer symbol
MCO
Transactions as of
05 May 2021
Net transactions value
$0
Form type
4/A - Amendment
Filing time
24 Jun 2021, 16:46:07 UTC
Date Of Original Report
06 May 2021
Next filing
07 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Sale $0 -2,520 -1.4% $0.000000 184,014 05 May 2021 Direct F1, F2, F3
transaction MCO Common Stock Sale $0 -6,750 -18% $0.000000 31,476 05 May 2021 Trust I F1, F2, F3
holding MCO Common Stock 25,000 05 May 2021 Trust II
holding MCO Common Stock 1,617 05 May 2021 401-K F4
holding MCO Common Stock 2,000 05 May 2021 Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale of shares pursuant to a pre-arranged plan.
F2 The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The number of shares contributed differs from what was originally reported.
F3 The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund is subject to conditions not controlled by the reporting person, and the price ascribed to the contributed shares will be reported after closing of the exchange fund through an amendment to this Form 4.
F4 As of the last statement dated March 31, 2021.