Mark C. Tuffin - 22 Jun 2021 Form 4 Insider Report for KROGER CO (KR)

Signature
/s/ Mark C. Tuffin, by Christine S. Wheatley, Attorney-in-Fact
Issuer symbol
KR
Transactions as of
22 Jun 2021
Net transactions value
-$778,198
Form type
4
Filing time
24 Jun 2021, 11:47:05 UTC
Next filing
15 Jul 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KR Common Stock Options Exercise $1,251,009 +50,720 +23% $24.66 272,963 22 Jun 2021 Direct
transaction KR Common Stock Sale $401,960 -10,049 -3.7% $40.00 262,914 22 Jun 2021 Direct F1
transaction KR Common Stock Sale $1,627,247 -40,671 -15% $40.01 222,243 22 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KR Non-Qualified Stock Option Options Exercise $0 -50,720 -100% $0.000000* 0 22 Jun 2021 Common Stock 50,720 $24.66 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2021.
F2 These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.