Mark C. Tuffin - Jun 22, 2021 Form 4 Insider Report for KROGER CO (KR)

Role
Senior Vice President
Signature
/s/ Mark C. Tuffin, by Christine S. Wheatley, Attorney-in-Fact
Stock symbol
KR
Transactions as of
Jun 22, 2021
Transactions value $
-$778,198
Form type
4
Date filed
6/24/2021, 11:47 AM
Next filing
Jul 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KR Common Stock Options Exercise $1.25M +50.7K +22.82% $24.67 273K Jun 22, 2021 Direct
transaction KR Common Stock Sale -$402K -10K -3.68% $40.00 263K Jun 22, 2021 Direct F1
transaction KR Common Stock Sale -$1.63M -40.7K -15.47% $40.01 222K Jun 22, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KR Non-Qualified Stock Option Options Exercise $0 -50.7K -100% $0.00* 0 Jun 22, 2021 Common Stock 50.7K $24.67 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2021.
F2 These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.