Neha Narkhede - Jun 23, 2021 Form 3 Insider Report for Confluent, Inc. (CFLT)

Role: Director
Signature: /s/ Melanie Vinson, Attorney-in-fact
Stock symbol: CFLT
Transactions as of: Jun 23, 2021
Transactions value $: $0
Form type: 3
Date filed: 6/23/2021, 06:18 PM
Next filing: Nov 17, 2021
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CFLT	Class B Common Stock							Jun 23, 2021	Class A Common Stock	1.32M		Direct	F1
holding	CFLT	Stock Option (Right to Buy)							Jun 23, 2021	Class B Common Stock	1.15M	$2.24	Direct	F1, F2
holding	CFLT	Stock Option (Right to Buy)							Jun 23, 2021	Class B Common Stock	1.15M	$2.24	Direct	F1, F3

Showing 1 to 3 of 3 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
F2	The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments with a vesting commencement date of October 1, 2018, subject to Reporting Person's continuous service through each such vesting date.
F3	The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments with a vesting commencement date of June 23, 2021, subject to Reporting Person's continuous service through each such vesting date.