Erica Schultz - 23 Jun 2021 Form 3 Insider Report for Confluent, Inc. (CFLT)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CFLT	Class B Common Stock	23 Jun 2021	Class A Common Stock	175,000		See footnote	F1, F2
holding	CFLT	Class B Common Stock	23 Jun 2021	Class A Common Stock	13,500		See footnote	F1, F3
holding	CFLT	Class B Common Stock	23 Jun 2021	Class A Common Stock	211,500		See footnote	F1, F4
holding	CFLT	Class B Common Stock	23 Jun 2021	Class A Common Stock	200,000		See footnote	F1, F5
holding	CFLT	Stock Option (Right to Buy)	23 Jun 2021	Class B Common Stock	2,459,000	$3.41	Direct	F1, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Id	Content
F1	Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
F2	The shares are held by The Erica Schultz 2021 Annuity Trust u/a/d 3/25/2021.
F3	The shares are held by The Ruliffson Schultz Extended Family Trust.
F4	The shares are held by The Bryan and Erica Schultz Family Revocable Trust.
F5	The shares are held by The Schultz Family 2021 Irrevocable Beholder Trust.
F6	The shares subject to the option are immediately exercisable. 25% of the shares vested on 10/28/2020 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.