Geoffrey C. Smith - Jun 22, 2021 Form 3 Insider Report for i3 Verticals, Inc. (IIIV)

Role
VP of Finance
Signature
/s/ Paul Maple, Attorney-in-Fact for Geoffrey C. Smith
Stock symbol
IIIV
Transactions as of
Jun 22, 2021
Transactions value $
$0
Form type
3
Date filed
6/23/2021, 12:27 PM
Next filing
Feb 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding IIIV Class A common stock, par value $0.0001 per share 8.4K Jun 22, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding IIIV Stock Option (Right to Buy) Jun 22, 2021 Class A common stock, par value $0.0001 per share 30K $13.00 Direct F1
holding IIIV Stock Option (Right to Buy) Jun 22, 2021 Class A common stock, par value $0.0001 per share 10K $21.65 Direct F2
holding IIIV Stock Option (Right to Buy) Jun 22, 2021 Class A common stock, par value $0.0001 per share 15K $32.25 Direct F3
holding IIIV Stock Option (Right to Buy) Jun 22, 2021 Class A common stock, par value $0.0001 per share 20K $29.69 Direct F4
holding IIIV Stock Option (Right to Buy) Jun 22, 2021 Class A common stock, par value $0.0001 per share 10K $23.04 Direct F5
holding IIIV Stock Option (Right to Buy) Jun 22, 2021 Class A common stock, par value $0.0001 per share 10K $34.20 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. The option was granted June 21, 2018.
F2 The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. The option was granted February 19, 2019.
F3 The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. The option was granted February 13, 2020.
F4 The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. The option was granted June 22, 2020.
F5 The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. The option was granted November 6, 2020.
F6 The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. The option was granted February 11, 2021.

Remarks:

Exhibit List: Exhibit 24 Power of Attorney.