Elizabeth Crain - 18 Jun 2021 Form 4 Insider Report for Moelis & Co (MC)

Role
Chief Operating Officer, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Elizabeth Crain
Issuer symbol
MC
Transactions as of
18 Jun 2021
Net transactions value
$0
Form type
4
Filing time
22 Jun 2021, 21:12:37 UTC
Next filing
21 Sep 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2016 Incentive RSUs Award $0 +256 +4.8% $0.000000 5,557 18 Jun 2021 Class A Common Stock 256 $0.000000 Direct F1, F2
transaction MC 2017 Incentive RSUs Award $0 +494 +4.8% $0.000000 10,741 18 Jun 2021 Class A Common Stock 494 $0.000000 Direct F1, F3
transaction MC 2018 Incentive RSUs Award $0 +715 +4.8% $0.000000 15,538 18 Jun 2021 Class A Common Stock 715 $0.000000 Direct F1, F4
transaction MC 2019 Incentive RSUs Award $0 +1,580 +4.8% $0.000000 34,345 18 Jun 2021 Class A Common Stock 1,580 $0.000000 Direct F1, F5
transaction MC 2020 Incentive RSUs Award $0 +980 +4.8% $0.000000 21,298 18 Jun 2021 Class A Common Stock 980 $0.000000 Direct F1, F6
transaction MC 2020 Long Term Incentive Award Award $0 +401 +4.8% $0.000000 8,728 18 Jun 2021 Class A Common Stock 401 $0.000000 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F3 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F4 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F5 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F6 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F7 Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.