Tom Y. Lee - Jun 16, 2021 Form 4 Insider Report for PURE BIOSCIENCE, INC. (PURE)

Role: Chief Executive Officer, Director
Signature: /s/ Tom Lee
Stock symbol: PURE
Transactions as of: Jun 16, 2021
Transactions value $: $15,515
Form type: 4
Date filed: 6/22/2021, 08:24 PM
Next filing: Mar 22, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PURE	Common Stock	Purchase	$15.5K	+36K	+0.77%	$0.43	4.73M	Jun 16, 2021	Direct	F1
holding	PURE	Common Stock						13.4M	Jun 16, 2021	By Plum Investments, L.P.	F2
holding	PURE	Common Stock						1M	Jun 16, 2021	By Kamika Shay Lee Trust Dated July 1, 2019	F3
holding	PURE	Common Stock						1M	Jun 16, 2021	By Karissa Shay Lee Trust Dated July 1, 2019	F3
holding	PURE	Common Stock						1M	Jun 16, 2021	By Tessa Melody Shin Trust Dated February 12, 2020	F3
holding	PURE	Common Stock						718K	Jun 16, 2021	By wife

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PURE	Stock Option (Right to Buy)	Award	$0	+150K		$0.00	150K	Jun 18, 2021	Common Stock	150K	$0.45	Direct	F4
transaction	PURE	Stock Option (Right to Buy)	Award	$0	+200K		$0.00	200K	Jun 18, 2021	Common Stock	200K	$0.45	Direct	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $0.425 to $0.438. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2	Mr. Lee is the general partner of Plum Investments, L.P., and has ultimate voting and investment control over the shares held by Plum Investments, L.P.
F3	Mr. Lee is a trustee of the Kamika Shay Lee Trust Dated July 1, 2019, Karissa Shay Lee Trust Dated July 1, 2019 and Tessa Melody Shin Trust Dated February 12, 2020 and has voting and dispositive power with respect to these shares
F4	The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2022 or January 15, 2022 and (ii) 50% of the options will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2023 or January 15, 2023.
F5	The option shares shall vest and become exercisable in four equal installments on September 18, 2021, December 18, 2021, March 18, 2022 and June 18, 2022.