H. Fischer Seth - Jun 17, 2021 Form 4 Insider Report for SPECTRUM PHARMACEUTICALS INC (SPPI)

Role: Director
Signature: /s/ Kurt A. Gustafson, attorney-in-fact for Seth H.Z. Fischer
Stock symbol: SPPI
Transactions as of: Jun 17, 2021
Transactions value $: -$50,880
Form type: 4
Date filed: 6/22/2021, 05:18 PM
Previous filing: Jun 10, 2021
Next filing: Nov 1, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SPPI	Common Stock, $0.001 par value	Award	$0	+14.3K	+43.93%	$0.00	46.8K	Jun 17, 2021	Direct	F1
transaction	SPPI	Common Stock, $0.001 par value	Sale	-$50.9K	-12K	-25.65%	$4.24	34.8K	Jun 18, 2021	Direct	F2

Showing 1 to 2 of 2 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SPPI	Stock Option (Right to Buy)	Award	$0	+67.8K		$0.00	67.8K	Jun 17, 2021	Common Stock	67.8K	$4.29	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	100% of the restricted shares shall vest on the earlier of (1) June 17, 2022 or (2) the date of the company's 2022 Annual Meeting of Stockholders.
F2	All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the purpose of satisfying tax withholding obligations in connection with restricted stock awards granted by the issuer.
F3	One third of the aggregate amount of option shares shall vest on each of June 17, 2022, 2023 and 2024, respectively.