Karl-Thomas Neumann - 10 Jun 2021 Form 3 Insider Report for indie Semiconductor, Inc. (INDI)

Role
Director
Signature
/s/ Ellen Bancroft, Attorney-In-Fact
Issuer symbol
INDI
Transactions as of
10 Jun 2021
Net transactions value
$0
Form type
3
Filing time
21 Jun 2021, 18:56:49 UTC
Next filing
13 Sep 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding INDI Class A Common Stock, par value $0.0001 417,004 10 Jun 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to the Master Transactions Agreement by and among Thunder Bridge II Surviving Pubco, Inc., Thunder Bridge Acquisition II, Ltd., Ay Dee Kay, LLC d/b/a indie Semiconductor ("ADK") and certain other parties (dated as of December 14, 2020 and amended as of that same date) (the "Agreement"), the Reporting Person's 15,000 ADK Class B units were converted into 417,004 shares of the Issuer's Class A Common Stock upon the closing of the transactions contemplated by the Agreement. Of the 417,004 shares, 330,128 remain unvested and will vest upon satisfaction of certain performance and financial conditions.