Benjamin A. Horowitz - Jun 16, 2021 Form 4 Insider Report for Okta, Inc. (OKTA)

Role: Director
Signature: /s/ Larissa Schwartz, attorney-in-fact of the Reporting Person
Stock symbol: OKTA
Transactions as of: Jun 16, 2021
Transactions value $: $0
Form type: 4
Date filed: 6/21/2021, 05:12 PM
Next filing: Jul 8, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	OKTA	Class A Common Stock	Options Exercise		+1.06K			1.06K	Jun 16, 2021	Direct	F1
holding	OKTA	Class A Common Stock						797K	Jun 16, 2021	By Trust	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	OKTA	Restricted Stock Units	Options Exercise	$0	-1.06K	-100%	$0.00^*	0	Jun 16, 2021	Class A Common Stock	1.06K		Direct	F1, F3
transaction	OKTA	Restricted Stock Units	Award	$0	+862		$0.00	862	Jun 17, 2021	Class A Common Stock	862		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F2	The reported securities are held directly by a family trust for which the Reporting Person is a trustee.
F3	The RSUs vested in full on June 16, 2021.
F4	The RSUs vest in full on the earlier of June 17, 2022 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.