Lauren B. Dillard - Jun 17, 2021 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Role
Executive Vice President
Signature
/s/ Alex Kogan, by power of attorney
Stock symbol
NDAQ
Transactions as of
Jun 17, 2021
Transactions value $
-$557,529
Form type
4
Date filed
6/21/2021, 04:56 PM
Next filing
Jul 23, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NDAQ Common Stock, par value $0.01 per share Tax liability -$558K -3.1K -13.43% $179.79 20K Jun 17, 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the surrender of shares to pay withholding taxes in connection with the vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
F2 Represents (i) 19,506 shares or units of restricted stock, of which 14,134 are vested and (ii) 489 shares purchased under the Employee Stock Purchase Plan.