Lauren B. Dillard - 17 Jun 2021 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Role
Executive Vice President
Signature
/s/ Alex Kogan, by power of attorney
Issuer symbol
NDAQ
Transactions as of
17 Jun 2021
Net transactions value
-$557,529
Form type
4
Filing time
21 Jun 2021, 16:56:53 UTC
Next filing
23 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NDAQ Common Stock, par value $0.01 per share Tax liability $557,529 -3,101 -13% $179.79 19,995 17 Jun 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the surrender of shares to pay withholding taxes in connection with the vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
F2 Represents (i) 19,506 shares or units of restricted stock, of which 14,134 are vested and (ii) 489 shares purchased under the Employee Stock Purchase Plan.