Gaoxiang Hu - Jun 15, 2021 Form 4 Insider Report for Cloudera, Inc. (CLDR)

Role
Director
Signature
/s/ Gaoxiang Hu by David Howard, Attorney-in-Fact
Stock symbol
CLDR
Transactions as of
Jun 15, 2021
Transactions value $
$0
Form type
4
Date filed
6/17/2021, 08:01 PM
Previous filing
May 12, 2021
Next filing
Oct 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLDR Common Stock Options Exercise +8.32K 8.32K Jun 15, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLDR Restricted Stock Units Options Exercise $0 -8.32K -100% $0.00* 0 Jun 15, 2021 Common Stock 8.32K Direct F1, F2
transaction CLDR Restricted Stock Units Award $0 +14.5K $0.00 14.5K Jun 16, 2021 Common Stock 14.5K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
F2 The RSUs vest in full on June 15, 2021, subject to the continuing employment of the Reporting Person through such date.
F3 RSUs will vest as to 100% of the shares on June 15, 2022, subject to continued service with the Company through such date, provided, however, that (i) 100% of the shares will vest in the event of a Company Transaction that is not a Related Party Transaction (each as defined in the Plan) and (ii) in the event that the reporting person does not stand for reelection at, or is not re-elected at, or resigns effective as of, the 2022 Annual Meeting of Stockholders (but the reporting person continues to serve on the Board until the date of such meeting), then 100% of the total shares shall vest on the date of the 2022 Annual Meeting of Stockholders.