Arun Murthy - Jun 15, 2021 Form 4 Insider Report for Cloudera, Inc. (CLDR)

Role
Chief Product Officer
Signature
/s/ Arun Murthy by David Howard, Attorney-in-Fact
Stock symbol
CLDR
Transactions as of
Jun 15, 2021
Transactions value $
-$1,038,777
Form type
4
Date filed
6/17/2021, 08:01 PM
Next filing
Jul 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLDR Common Stock Options Exercise +48.6K +46.66% 153K Jun 15, 2021 Direct F1
transaction CLDR Common Stock Options Exercise +23.5K +15.42% 176K Jun 15, 2021 Direct F1
transaction CLDR Common Stock Options Exercise +32.6K +18.49% 209K Jun 15, 2021 Direct F1
transaction CLDR Common Stock Options Exercise +28K +13.4% 237K Jun 15, 2021 Direct F1
transaction CLDR Common Stock Tax liability -$1.04M -65.8K -27.78% $15.79 171K Jun 15, 2021 Direct F2
holding CLDR Common Stock 743K Jun 15, 2021 Held by Murthy Family Trust, Arun C Murthy and Manasa B.V. Murthy trustees

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLDR Restricted Stock Units Options Exercise $0 -48.6K -14.29% $0.00 291K Jun 15, 2021 Common Stock 48.6K Direct F1, F3
transaction CLDR Restricted Stock Units Options Exercise $0 -23.5K -9.09% $0.00 235K Jun 15, 2021 Common Stock 23.5K Direct F1, F4
transaction CLDR Restricted Stock Units Options Exercise $0 -32.6K -12.5% $0.00 228K Jun 15, 2021 Common Stock 32.6K Direct F1, F5
transaction CLDR Restricted Stock Units Options Exercise $0 -28K -9.09% $0.00 280K Jun 15, 2021 Common Stock 28K Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
F2 Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
F3 The RSUs will vest 1/12th of the total number of shares on each quarterly anniversary date following December 15, 2019, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
F4 The RSUs will vest 1/16th of the total number of shares on each quarterly anniversary date following December 15, 2019, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
F5 The RSUs will vest 1/12th of the total number of shares on June 15, 2020, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
F6 The RSUs will vest 1/12th of the total number of shares on March 15, 2021, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.