Robert G. Bearden - 15 Mar 2021 Form 4/A - Amendment Insider Report for Cloudera, Inc.

Role
Chief Executive Officer, Director
Signature
/s/ Robert Bearden by David Howard, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
15 Mar 2021
Net transactions value
$0
Form type
4/A - Amendment
Filing time
17 Jun 2021, 20:00:40 UTC
Date Of Original Report
17 Mar 2021
Next filing
17 Jun 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLDR Restricted Stock Unit Options Exercise $0 -64,165 -8.3% $0.000000 705,822 15 Mar 2021 Common Stock 64,165 Direct F1, F2, F3
transaction CLDR Restricted Stock Unit Options Exercise $0 -134,702 -17% $0.000000 667,917 15 Mar 2021 Common Stock 134,702 Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
F2 The RSUs will vest 1/12th of the total number of shares on March 15, 2021, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
F3 Reflects an adjustment to correct an error in the Form 4 filed on March 17, 2021 in which, as the result of an administrative error, the number of derivatives owned following the transaction was over-reported.
F4 538,809 of the RSUs vest in four equal quarterly installments commencing March 15, 2021 and 263,810 of the RSUs vest in four equal quarterly installments commencing on March 15, 2022.
F5 Reflects an adjustment to correct an error in the Form 4 filed on March 17, 2021 in which, as the result of an administrative error, the number of derivatives owned following the transaction was under-reported.