Thomas A. Kloet - 15 Jun 2021 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Role
Director
Signature
/s/ Alex Kogan, by power of attorney
Issuer symbol
NDAQ
Transactions as of
15 Jun 2021
Net transactions value
$0
Form type
4
Filing time
17 Jun 2021, 17:33:49 UTC
Next filing
24 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NDAQ Common Stock, par value $0.01 per share Award $0 +2,125 +9.3% $0.000000 24,903 15 Jun 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock vests as to 100% on June 15, 2022.
F2 Represents (i) shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 20,778 are vested as of the current date and (ii) 2,000 shares of common stock acquired through open market purchases.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney