Jenny C. Yeh - 15 Jun 2021 Form 4 Insider Report for OOMA INC (OOMA)

Role
VP, General Counsel & Sec., Director
Signature
/s/ Jenny Yeh
Issuer symbol
OOMA
Transactions as of
15 Jun 2021
Net transactions value
-$41,281
Form type
4
Filing time
16 Jun 2021, 20:05:13 UTC
Previous filing
10 Jun 2021
Next filing
02 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OOMA Common Stock Options Exercise $774 +50 +0.09% $15.49 57,808 15 Jun 2021 Direct
transaction OOMA Common Stock Options Exercise $3,293 +313 +0.54% $10.52 58,121 15 Jun 2021 Direct
transaction OOMA Common Stock Sale $8,785 -363 -0.62% $24.20 57,758 15 Jun 2021 Direct F1
transaction OOMA Common Stock Tax liability $36,563 -1,576 -2.7% $23.20 56,182 15 Jun 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OOMA Stock Option (right to buy) Options Exercise $0 -50 -7.7% $0.000000 600 15 Jun 2021 Common Stock 50 $15.49 Direct F3
transaction OOMA Stock Option (right to buy) Options Exercise $0 -313 -8.3% $0.000000 3,437 15 Jun 2021 Common Stock 313 $10.52 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
F2 Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.
F3 1/8th of the shares subject to the option became exercisable on September 15, 2019, and 1/16th of the shares subject to the option vest and become exercisable on the same day of every third month thereafter.
F4 1/16th of the shares subject to the option became exercisable on June 15, 2020, and 1/16th of the shares subject to the option vest and become exercisable on the same day of every third month thereafter.