Todd Ritterbusch - Jun 14, 2021 Form 4 Insider Report for Triumph Bancorp, Inc. (TFIN)

Role
EVP & CLO - TBK Bank, SSB
Signature
Adam D Nelson, Attorney-in-fact
Stock symbol
TFIN
Transactions as of
Jun 14, 2021
Transactions value $
-$335,102
Form type
4
Date filed
6/16/2021, 04:05 PM
Next filing
May 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Common Stock Options Exercise $29.3K +945 +9.43% $31.00 11K Jun 14, 2021 Direct
transaction TFIN Common Stock Options Exercise $25.6K +976 +8.9% $26.25 11.9K Jun 14, 2021 Direct
transaction TFIN Common Stock Sale -$154K -1.92K -16.09% $80.12 10K Jun 14, 2021 Direct
transaction TFIN Common Stock Sale -$236K -2.93K -29.19% $80.72 7.1K Jun 14, 2021 Direct F1
holding TFIN Depository Shares 20K Jun 14, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TFIN Employee Stock Options Options Exercise $0 -945 -50% $0.00 945 Jun 14, 2021 Common Stock 945 $31.00 Direct F2
transaction TFIN Employee Stock Options Options Exercise $0 -976 -24.98% $0.00 2.93K Jun 14, 2021 Common Stock 976 $26.25 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of (i) 2,000 shares beneficially owned by reporting person, and (ii) 5,096 shares of restricted stock of the reporting person subject to future vesting requirements.
F2 Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.