| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RETA | Class A common stock | Conversion of derivative security | +5,000 | +6.9% | 77,000 | 14 Jun 2021 | Direct | F1 | ||
| transaction | RETA | Class A common stock | Sale | $1,810,751 | -12,615 | -16% | $143.54 | 64,385 | 14 Jun 2021 | Direct | F2 |
| transaction | RETA | Class A common stock | Sale | $610,273 | -4,225 | -6.6% | $144.44 | 60,160 | 14 Jun 2021 | Direct | F3 |
| transaction | RETA | Class A common stock | Sale | $401,540 | -2,760 | -4.6% | $145.49 | 57,400 | 14 Jun 2021 | Direct | F4 |
| transaction | RETA | Class A common stock | Sale | $58,460 | -400 | -0.7% | $146.15 | 57,000 | 14 Jun 2021 | Direct | F5 |
| transaction | RETA | Class A common stock | Sale | $530,662 | -3,814 | -6.7% | $139.14 | 53,186 | 15 Jun 2021 | Direct | F6 |
| transaction | RETA | Class A common stock | Sale | $574,889 | -4,107 | -7.7% | $139.98 | 49,079 | 15 Jun 2021 | Direct | F7 |
| transaction | RETA | Class A common stock | Sale | $916,253 | -6,494 | -13% | $141.09 | 42,585 | 15 Jun 2021 | Direct | F8 |
| transaction | RETA | Class A common stock | Sale | $1,778,510 | -12,518 | -29% | $142.08 | 30,067 | 15 Jun 2021 | Direct | F9 |
| transaction | RETA | Class A common stock | Sale | $1,266,502 | -8,867 | -29% | $142.83 | 21,200 | 15 Jun 2021 | Direct | F10 |
| transaction | RETA | Class A common stock | Sale | $357,507 | -2,483 | -12% | $143.98 | 18,717 | 15 Jun 2021 | Direct | F11 |
| transaction | RETA | Class A common stock | Sale | $176,598 | -1,217 | -6.5% | $145.11 | 17,500 | 15 Jun 2021 | Direct | F12 |
| transaction | RETA | Class A common stock | Sale | $72,960 | -500 | -2.9% | $145.92 | 17,000 | 15 Jun 2021 | Direct | F13 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RETA | Class B common stock | Conversion of derivative security | -5,000 | -8.4% | 54,779 | 14 Jun 2021 | Class A common stock | 5,000 | Direct | F1 | |||
| transaction | RETA | Employee Stock Option (right to buy) | Options Exercise | $0 | -19,525 | -100% | $0.000000* | 0 | 16 Jun 2021 | Class B common stock | 19,525 | $11.62 | Direct | F1, F14 |
| transaction | RETA | Class B common Stock | Options Exercise | $226,880 | +19,525 | +36% | $11.62 | 74,304 | 16 Jun 2021 | Class A common stock | 19,525 | Direct | F1 | |
| holding | RETA | Employee Stock Option (right to buy) | 88,636 | 14 Jun 2021 | Class B common stock | 88,636 | $11.00 | Direct | F1, F15 | |||||
| holding | RETA | Employee Stock Option (right to buy) | 90,000 | 14 Jun 2021 | Class B common stock | 90,000 | $22.57 | Direct | F1, F16 | |||||
| holding | RETA | Employee Stock Option (right to buy) | 87,700 | 14 Jun 2021 | Class B common stock | 87,700 | $24.75 | Direct | F1, F17 | |||||
| holding | RETA | Employee Stock Option (right to buy) | 35,500 | 14 Jun 2021 | Class B common stock | 35,500 | $55.73 | Direct | F1, F18 | |||||
| holding | RETA | Employee Stock Option (right to buy) | 17,750 | 14 Jun 2021 | Class B common stock | 17,750 | $55.73 | Direct | F1, F19 | |||||
| holding | RETA | Employee Stock Option (right to buy) | 17,750 | 14 Jun 2021 | Class B common stock | 17,750 | $55.73 | Direct | F1, F20 | |||||
| holding | RETA | Employee Stock Option (right to buy) | 25,000 | 14 Jun 2021 | Class B common stock | 25,000 | $207.20 | Direct | F1, F21 | |||||
| holding | RETA | Employee Stock Option (right to buy) | 24,000 | 14 Jun 2021 | Class A common stock | 24,000 | $121.29 | Direct | F22 |
| Id | Content |
|---|---|
| F1 | The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $143.05 to $144.04. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $144.07 to $145.05. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F4 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $145.07 to $145.975. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F5 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $146.07 to $146.23. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F6 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $138.49 to $139.48. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F7 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $139.49 to $140.46. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F8 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $140.48 to $141.47. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F9 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $141.50 to $142.4925. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F10 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $142.50 to $143.42. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F11 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $143.51 to $144.46. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F12 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $144.62 to $145.45. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F13 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $145.64 to $146.31. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F14 | The options vested in twenty equal quarterly installments beginning on September 15, 2013. |
| F15 | The options vested in sixteen equal quarterly installments beginning on August 25, 2016. |
| F16 | The options vest in twenty equal quarterly installments beginning on March 7, 2017, subject to continued service through each vesting date. |
| F17 | The options vest in sixteen equal quarterly installments beginning on March 6, 2018, subject to continued service through each vesting date. |
| F18 | The options vest in sixteen equal quarterly installments beginning on April 2, 2019, subject to continued service through each vesting date. |
| F19 | On October 14, 2019, based on the satisfaction of certain performance criteria, the option vested as to 4,437 shares and the option was set to vest as to 13,313 shares in twelve equal quarterly installments beginning on January 14, 2020, subject to continued service through each vesting date. |
| F20 | On November 11, 2019, based on the satisfaction of certain performance criteria, the option vested as to 4,437 shares and the option was set to vest as to 13,313 shares in twelve equal quarterly installments beginning on February 11, 2020, subject to continued service through each vesting date. |
| F21 | The options vest in sixteen equal quarterly installments beginning on April 2, 2020, subject to continued service through each vesting date. |
| F22 | The options vest in sixteen equal quarterly installments beginning on April 4, 2021, subject to continued service through each vesting date. |