Elias D. Papadimas - Jun 1, 2021 Form 3 Insider Report for EXICURE, INC. (XCUR)

Role
Chief Accounting Officer
Signature
/s/ David Giljohann, Attorney-in-Fact
Stock symbol
XCUR
Transactions as of
Jun 1, 2021
Transactions value $
$0
Form type
3
Date filed
6/15/2021, 07:35 PM
Next filing
Sep 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding XCUR Common Stock 6.54K Jun 1, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding XCUR Employee Stock Option (right to buy) Jun 1, 2021 Common Stock 49.6K $1.03 Direct F1
holding XCUR Employee Stock Option (right to buy) Jun 1, 2021 Common Stock 4.96K $4.21 Direct F1
holding XCUR Employee Stock Option (right to buy) Jun 1, 2021 Common Stock 37K $3.00 Direct F2
holding XCUR Employee Stock Option (right to buy) Jun 1, 2021 Common Stock 100K $2.99 Direct F3
holding XCUR Employee Stock Option (right to buy) Jun 1, 2021 Common Stock 120K $1.90 Direct F4
holding XCUR Employee Stock Option (right to buy) Jun 1, 2021 Common Stock 63.8K $1.90 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested and exercisable.
F2 The shares subject to the option vested or will vest as to 1/48th of the underlying shares monthly from the vesting commencement date of January 2, 2018, provided the Reporting Person remains in continuous service on each vesting date.
F3 The shares subject to the option vested or will vest as to 1/48th of the underlying shares monthly from the vesting commencement date of December 10, 2019, provided the Reporting Person remains in continuous service on each vesting date.
F4 The shares subject to the option vested or will vest as to 1/48th of the underlying shares monthly from the vesting commencement date of April 27, 2021, provided the Reporting Person remains in continuous service on each vesting date.

Remarks:

Exhibit List - Exhibit 24 - Power of Attorney