Elias D. Papadimas - 01 Jun 2021 Form 3 Insider Report for EXICURE, INC. (XCUR)

Role
Chief Accounting Officer
Signature
/s/ David Giljohann, Attorney-in-Fact
Issuer symbol
XCUR
Transactions as of
01 Jun 2021
Net transactions value
$0
Form type
3
Filing time
15 Jun 2021, 19:35:48 UTC
Next filing
08 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding XCUR Common Stock 6,537 01 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding XCUR Employee Stock Option (right to buy) 01 Jun 2021 Common Stock 49,649 $1.03 Direct F1
holding XCUR Employee Stock Option (right to buy) 01 Jun 2021 Common Stock 4,964 $4.21 Direct F1
holding XCUR Employee Stock Option (right to buy) 01 Jun 2021 Common Stock 37,004 $3.00 Direct F2
holding XCUR Employee Stock Option (right to buy) 01 Jun 2021 Common Stock 100,000 $2.99 Direct F3
holding XCUR Employee Stock Option (right to buy) 01 Jun 2021 Common Stock 120,000 $1.90 Direct F4
holding XCUR Employee Stock Option (right to buy) 01 Jun 2021 Common Stock 63,800 $1.90 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested and exercisable.
F2 The shares subject to the option vested or will vest as to 1/48th of the underlying shares monthly from the vesting commencement date of January 2, 2018, provided the Reporting Person remains in continuous service on each vesting date.
F3 The shares subject to the option vested or will vest as to 1/48th of the underlying shares monthly from the vesting commencement date of December 10, 2019, provided the Reporting Person remains in continuous service on each vesting date.
F4 The shares subject to the option vested or will vest as to 1/48th of the underlying shares monthly from the vesting commencement date of April 27, 2021, provided the Reporting Person remains in continuous service on each vesting date.

Remarks:

Exhibit List - Exhibit 24 - Power of Attorney