Keh Shew Lu - 11 Jun 2021 Form 4 Insider Report for DIODES INC /DEL/ (DIOD)

Role
President & CEO, Director
Signature
Brett R. Whitmire as Power of Attorney for Keh-Shew Lu
Issuer symbol
DIOD
Transactions as of
11 Jun 2021
Net transactions value
-$458,435
Form type
4
Filing time
15 Jun 2021, 18:14:39 UTC
Previous filing
26 May 2021
Next filing
30 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DIOD Diodes Incorporated Common Stock Options Exercise $96,350 +5,000 +1.3% $19.27* 399,238 11 Jun 2021 Direct F1
transaction DIOD Diodes Incorporated Common Stock Sale $323,402 -4,200 -1.1% $77.00 395,038 11 Jun 2021 Direct F2
transaction DIOD Diodes Incorporated Common Stock Options Exercise $96,350 +5,000 +1.3% $19.27* 400,038 15 Jun 2021 Direct F1
transaction DIOD Diodes Incorporated Common Stock Sale $327,733 -4,200 -1% $78.03 395,838 15 Jun 2021 Direct F2
holding DIOD Diodes Incorporated Common Stock 46,150 11 Jun 2021 Custodial
holding DIOD Diodes Incorporated Common Stock 421,671 11 Jun 2021 Lu Grandchildren's Trust
holding DIOD Diodes Incorporated Common Stock 55,655 11 Jun 2021 The Lu Family Foundation
holding DIOD Diodes Incorporated Common Stock 4,700 11 Jun 2021 The Lu 2017 Irrevocable Trust
holding DIOD Diodes Incorporated Common Stock - Performance Stock Units 220,519 11 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DIOD 05/21/12 DIOD NQSO Options Exercise $0 -5,000 -50% $0.000000 5,000 11 Jun 2021 Diodes Incorporated Common Stock - Diodes 5,000 $19.27 Direct F1
transaction DIOD 05/21/12 DIOD NQSO Options Exercise $0 -5,000 -100% $0.000000* 0 15 Jun 2021 Diodes Incorporated Common Stock - Diodes 5,000 $19.27 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercised under a 10b5-1 plan.
F2 Sold under a 10b5-1 plan.