Keh Shew Lu - Jun 11, 2021 Form 4 Insider Report for DIODES INC /DEL/ (DIOD)

Role
President & CEO, Director
Signature
Brett R. Whitmire as Power of Attorney for Keh-Shew Lu
Stock symbol
DIOD
Transactions as of
Jun 11, 2021
Transactions value $
-$458,435
Form type
4
Date filed
6/15/2021, 06:14 PM
Previous filing
May 26, 2021
Next filing
Jun 30, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DIOD Diodes Incorporated Common Stock Options Exercise $96.4K +5K +1.27% $19.27* 399K Jun 11, 2021 Direct F1
transaction DIOD Diodes Incorporated Common Stock Sale -$323K -4.2K -1.05% $77.00 395K Jun 11, 2021 Direct F2
transaction DIOD Diodes Incorporated Common Stock Options Exercise $96.4K +5K +1.27% $19.27* 400K Jun 15, 2021 Direct F1
transaction DIOD Diodes Incorporated Common Stock Sale -$328K -4.2K -1.05% $78.03 396K Jun 15, 2021 Direct F2
holding DIOD Diodes Incorporated Common Stock 46.2K Jun 11, 2021 Custodial
holding DIOD Diodes Incorporated Common Stock 422K Jun 11, 2021 Lu Grandchildren's Trust
holding DIOD Diodes Incorporated Common Stock 55.7K Jun 11, 2021 The Lu Family Foundation
holding DIOD Diodes Incorporated Common Stock 4.7K Jun 11, 2021 The Lu 2017 Irrevocable Trust
holding DIOD Diodes Incorporated Common Stock - Performance Stock Units 221K Jun 11, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DIOD 05/21/12 DIOD NQSO Options Exercise $0 -5K -50% $0.00 5K Jun 11, 2021 Diodes Incorporated Common Stock - Diodes 5K $19.27 Direct F1
transaction DIOD 05/21/12 DIOD NQSO Options Exercise $0 -5K -100% $0.00* 0 Jun 15, 2021 Diodes Incorporated Common Stock - Diodes 5K $19.27 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercised under a 10b5-1 plan.
F2 Sold under a 10b5-1 plan.