Sean R. Pelkey - Jun 5, 2021 Form 3 Insider Report for CSX CORP (CSX)

Role
VP & Acting CFO
Signature
/s/ Mark D. Austin, Attorney-in-Fact
Stock symbol
CSX
Transactions as of
Jun 5, 2021
Transactions value $
$0
Form type
3
Date filed
6/15/2021, 04:46 PM
Next filing
Sep 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CSX Common Stock 10.5K Jun 5, 2021 Direct F1
holding CSX Common Stock 246 Jun 5, 2021 CSX Corporation 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CSX Option Jun 5, 2021 Common Stock 741 $48.39 Direct
holding CSX Option Jun 5, 2021 Common Stock 3.54K $53.82 Direct
holding CSX Option Jun 5, 2021 Common Stock 3.14K $68.09 Direct F3
holding CSX Option Jun 5, 2021 Common Stock 6.62K $79.51 Direct F4
holding CSX Option Jun 5, 2021 Common Stock 2.57K $88.47 Direct F5
holding CSX Option Jun 5, 2021 Common Stock 7.39K $99.62 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 502 shares acquired under the CSX Corporation Employee Stock Purchase Plan, 351 restricted stock units ("RSUs") vesting on February 6, 2022, 687 RSUs vesting on February 9, 2024, 1,983 RSUs vesting on February 9, 2024, and 2,910 shares of restricted stock vesting on September 4, 2021.
F2 By Trustee, CSX Tax Savings Thrift Plan. The number reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.
F3 Options vest in three equal annual installments beginning on February 6, 2020.
F4 Options vest in three equal annual installments beginning on February 18, 2021.
F5 Options vest in three equal annual installments beginning on February 9, 2022.