Jeffrey S. Mathiesen - Jun 14, 2021 Form 4 Insider Report for HELIUS MEDICAL TECHNOLOGIES, INC. (HSDT)

Signature
/s/ Jeffrey Mathiesen
Stock symbol
HSDT
Transactions as of
Jun 14, 2021
Transactions value $
$0
Form type
4
Date filed
6/15/2021, 04:05 PM
Previous filing
Jun 4, 2021
Next filing
Dec 20, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HSDT Stock Option (Right to Buy) Award $0 +77.3K $0.00 77.3K Jun 14, 2021 Common Stock 77.3K $15.57 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant to the Reporting Person of a stock option to purchase 103,000 shares of common stock under the Issuer's 2018 Omnibus Incentive Plan. 25% of the shares are fully vested as of the grant date; 25% of the shares granted, which will be reported when earned, will vest based on a performance condition; of the remaining shares, 25% of such number remaining shall vest on the one year anniversary of the grant date, and the remainder shall vest in thirty-six successive equal monthly installments on the last day of each full month, subject to the Reporting Person's continuous service through each applicable vesting period.