Gagan Dhingra - Apr 13, 2021 Form 4 Insider Report for Anaplan, Inc. (PLAN)

Role
VP & Chief Accounting Officer
Signature
/s/ Gary Spiegel, Attorney-in-Fact
Stock symbol
PLAN
Transactions as of
Apr 13, 2021
Transactions value $
-$44,709
Form type
4
Date filed
6/14/2021, 08:46 PM
Next filing
Sep 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLAN Common Stock Options Exercise +1.13K +33.35% 4.53K Jun 10, 2021 Direct F1
transaction PLAN Common Stock Sale -$20.6K -398 -8.78% $51.81 4.14K Jun 11, 2021 Direct F2
transaction PLAN Common Stock Options Exercise +334 +8.08% 4.47K Jun 10, 2021 Direct F3
transaction PLAN Common Stock Sale -$6.11K -118 -2.64% $51.81 4.35K Jun 11, 2021 Direct F2
transaction PLAN Common Stock Options Exercise +500 +11.49% 4.85K Jun 10, 2021 Direct F4
transaction PLAN Common Stock Sale -$9.12K -176 -3.63% $51.81 4.68K Jun 11, 2021 Direct F2
transaction PLAN Common Stock Options Exercise +488 +10.44% 5.16K Jun 10, 2021 Direct F5
transaction PLAN Common Stock Sale -$8.86K -171 -3.31% $51.81 4.99K Jun 11, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLAN Restricted Stock Units Award $0 +7.81K $0.00 7.81K Apr 13, 2021 Common Stock 7.81K Direct F5
transaction PLAN Restricted Stock Units Options Exercise $0 -1.13K -11.1% $0.00 9.08K Jun 10, 2021 Common Stock 1.13K Direct F1
transaction PLAN Restricted Stock Units Options Exercise $0 -334 -10.02% $0.00 3K Jun 10, 2021 Common Stock 334 Direct F3
transaction PLAN Restricted Stock Units Options Exercise $0 -500 -7.14% $0.00 6.5K Jun 10, 2021 Common Stock 500 Direct F4
transaction PLAN Restricted Stock Units Options Exercise $0 -488 -6.25% $0.00 7.32K Jun 10, 2021 Common Stock 488 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on June 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F2 The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
F3 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 3 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F4 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F5 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.