Gagan Dhingra - 13 Apr 2021 Form 4 Insider Report for Anaplan, Inc.

Role
VP & Chief Accounting Officer
Signature
/s/ Gary Spiegel, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
13 Apr 2021
Net transactions value
-$44,709
Form type
4
Filing time
14 Jun 2021, 20:46:45 UTC
Next filing
03 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLAN Common Stock Options Exercise +1,134 +33% 4,534 10 Jun 2021 Direct F1
transaction PLAN Common Stock Sale $20,619 -398 -8.8% $51.81 4,136 11 Jun 2021 Direct F2
transaction PLAN Common Stock Options Exercise +334 +8.1% 4,470 10 Jun 2021 Direct F3
transaction PLAN Common Stock Sale $6,113 -118 -2.6% $51.81 4,352 11 Jun 2021 Direct F2
transaction PLAN Common Stock Options Exercise +500 +11% 4,852 10 Jun 2021 Direct F4
transaction PLAN Common Stock Sale $9,118 -176 -3.6% $51.81 4,676 11 Jun 2021 Direct F2
transaction PLAN Common Stock Options Exercise +488 +10% 5,164 10 Jun 2021 Direct F5
transaction PLAN Common Stock Sale $8,859 -171 -3.3% $51.81 4,993 11 Jun 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLAN Restricted Stock Units Award $0 +7,809 $0.000000 7,809 13 Apr 2021 Common Stock 7,809 Direct F5
transaction PLAN Restricted Stock Units Options Exercise $0 -1,134 -11% $0.000000 9,079 10 Jun 2021 Common Stock 1,134 Direct F1
transaction PLAN Restricted Stock Units Options Exercise $0 -334 -10% $0.000000 2,999 10 Jun 2021 Common Stock 334 Direct F3
transaction PLAN Restricted Stock Units Options Exercise $0 -500 -7.1% $0.000000 6,500 10 Jun 2021 Common Stock 500 Direct F4
transaction PLAN Restricted Stock Units Options Exercise $0 -488 -6.2% $0.000000 7,321 10 Jun 2021 Common Stock 488 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on June 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F2 The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
F3 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 3 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F4 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F5 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.