David H. Morton Jr. - 10 Jun 2021 Form 4 Insider Report for Anaplan, Inc.

Role
Chief Financial Officer
Signature
/s/ Gary Spiegel, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
10 Jun 2021
Net transactions value
-$1,767,476
Form type
4
Filing time
14 Jun 2021, 20:43:07 UTC
Next filing
10 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLAN Common Stock Options Exercise +59,375 +698% 67,886 10 Jun 2021 Direct F1
transaction PLAN Common Stock Sale $1,544,398 -29,811 -44% $51.81 38,075 11 Jun 2021 Direct F2
transaction PLAN Common Stock Options Exercise +3,664 +9.6% 41,739 10 Jun 2021 Direct F3
transaction PLAN Common Stock Sale $95,324 -1,840 -4.4% $51.81 39,899 11 Jun 2021 Direct F2
transaction PLAN Common Stock Options Exercise +2,860 +7.2% 42,759 10 Jun 2021 Direct F4
transaction PLAN Common Stock Sale $74,446 -1,437 -3.4% $51.81 41,322 11 Jun 2021 Direct F2
transaction PLAN Common Stock Options Exercise +2,049 +5% 43,371 10 Jun 2021 Direct F5
transaction PLAN Common Stock Sale $53,309 -1,029 -2.4% $51.81 42,342 11 Jun 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLAN Restricted Stock Units Options Exercise $0 -59,375 -17% $0.000000 296,875 10 Jun 2021 Common Stock 59,375 Direct F1
transaction PLAN Restricted Stock Units Options Exercise $0 -3,664 -11% $0.000000 29,312 10 Jun 2021 Common Stock 3,664 Direct F3
transaction PLAN Restricted Stock Units Options Exercise $0 -2,860 -8.3% $0.000000 31,466 10 Jun 2021 Common Stock 2,860 Direct F4
transaction PLAN Restricted Stock Units Options Exercise $0 -2,049 -6.2% $0.000000 30,747 10 Jun 2021 Common Stock 2,049 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on September 10, 2019, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F2 The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
F3 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on December 10, 2019, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F4 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F5 The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.