Himself John H. Lewis - 10 Jun 2021 Form 4 Insider Report for Spark Networks SE

Role
10%+ Owner
Signature
/s/ John H. Lewis, for himself and as Managing Member of Osmium Partners, LLC, for itself and as General Partner of Osmium Capital, L.P., Osmium Capital II, L.P., Osmium Spartan, L.P. and Osmium Diamond, L.P.
Issuer symbol
N/A
Transactions as of
10 Jun 2021
Net transactions value
+$250,310
Form type
4
Filing time
14 Jun 2021, 19:18:31 UTC
Previous filing
17 May 2021
Next filing
18 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LOV American Depository Shares Purchase $118,622 +22,681 +7.7% $5.23* 317,655 10 Jun 2021 Direct F1, F2, F3
transaction LOV American Depository Shares Purchase $131,688 +24,707 +7.8% $5.33* 342,362 11 Jun 2021 Direct F1, F3, F4
holding LOV American Depository Shares 1,367,958 10 Jun 2021 By Osmium Capital, L.P. F1, F5, F6
holding LOV American Depository Shares 529,319 10 Jun 2021 By Osmium Capital II, L.P. F1, F5, F7
holding LOV American Depository Shares 470,867 10 Jun 2021 By Osmium Spartan, L.P. F1, F5, F8
holding LOV American Depository Shares 1,006,336 10 Jun 2021 By Osmium Diamond, L.P. F1, F5, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each American Depository Share ("ADS") represents 0.1 Ordinary Shares of Spark Networks SE.
F2 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.19 - $5.32, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3 Excludes options to purchase 500,000 ADS' held by John H. Lewis.
F4 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.20 - $5.40, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F5 The general partner of Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP and Osmium Diamond, LP is Osmium Partners, LLC. John H. Lewis is the controlling member of Osmium Partners, LLC, and Mr. Lewis may be deemed to have voting and dispositive power with respect to the shares held by Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP and Osmium Diamond, LP. Mr. Lewis disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Lewis is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
F6 Excludes options to purchase 839,200 ADS' held by Osmium Capital, L.P.
F7 Excludes options to purchase 142,500 ADS' held by Osmium Capital II, L.P.
F8 Excludes options to purchase 215,700 ADS' held by Osmium Spartan, L.P.
F9 Excludes options to purchase 51,200 ADS' held by Osmium Diamond, L.P.