Robert F. Apple - 10 Jun 2021 Form 4 Insider Report for ANTARES PHARMA, INC.

Role
President & CEO, Director
Signature
/s/Lisa M. Kallebo as attorney-in-fact for Robert F. Apple
Issuer symbol
N/A
Transactions as of
10 Jun 2021
Net transactions value
+$658,521
Form type
4
Filing time
14 Jun 2021, 18:20:26 UTC
Previous filing
10 Jun 2021
Next filing
18 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATRS Common Stock Award $1,100,001 +248,869 +11% $4.42 2,495,839 10 Jun 2021 Direct F1
transaction ATRS Common Stock Tax liability $259,511 -58,317 -2.3% $4.45 2,437,522 11 Jun 2021 Direct F2
transaction ATRS Common Stock Tax liability $181,969 -40,892 -1.7% $4.45 2,396,630 13 Jun 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATRS Stock Option (right to buy) Award $0 +474,629 $0.000000 474,629 10 Jun 2021 Common Stock 474,629 $4.42 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents grant of restricted stock units made under the Antares Pharma, Inc. Equity Compensation Plan. The shares vest in three equal annual installments from the date of grant.
F2 Represents the payment of tax liability using a portion of securities received from the company in connection with the vesting of a previously granted restricted stock unit award. The shares of common stock reported herein were withheld by the company to cover tax liability and not actually sold.
F3 Represents grant of options to purchase shares of common stock, par value $0.01 per share, issued under the Antares Pharma, Inc. Equity Compensation Plan.
F4 The options vest and become exercisable in three equal annual installments on the first, second and third anniversaries of the grant date.