Dana G. Mead Jr. - 01 Jun 2021 Form 4 Insider Report for Pulmonx Corp (LUNG)

Role
Director
Signature
/s/ Lauren Cristina, Attorney-in-Fact for Dana G. Mead Jr.
Issuer symbol
LUNG
Transactions as of
01 Jun 2021
Net transactions value
$0
Form type
4
Filing time
11 Jun 2021, 20:18:18 UTC
Next filing
07 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LUNG Common Stock Award $0 +2,810 +11% $0.000000 29,125 01 Jun 2021 Direct F1
holding LUNG Common Stock 4,076 01 Jun 2021 See footnote F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that will vest on the one-year anniversary of the date of grant of June 1, 2021.
F2 The shares received as a liquidation distribution from KPCB XIII Associates, LLC, the managing member of Kleiner Perkins Caufield & Byers XIII, LLC, the direct holder of the shares as disclosed in prior reports.
F3 The shares are held directly by the Dana G. Mead, Jr. And D'Arcy Gage Mead, or Their Successors, as Trustees of The Mead Family Trust Created Uta Dated August 4, 1998, as Amended.