Richard Ferrari - Jun 1, 2021 Form 4 Insider Report for Pulmonx Corp (LUNG)

Role
Director
Signature
/s/ Lauren Cristina, Attorney-in-Fact for Richard M. Ferrari
Stock symbol
LUNG
Transactions as of
Jun 1, 2021
Transactions value $
$0
Form type
4
Date filed
6/11/2021, 08:12 PM
Next filing
Nov 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LUNG Common Stock Award $0 +2.81K +17.36% $0.00 19K Jun 1, 2021 Direct F1
holding LUNG Common Stock 1.23M Jun 1, 2021 See footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that will vest on the one-year anniversary of the date of grant of June 1, 2021.
F2 The shares are directly held by De Novo Ventures III Liquidating Trust ("De Novo"). The Reporting Person, along with Fred Dozier and Joseph Mandato, and Jay Watkins are the trustees of De Novo and exercise voting and dispositive control over the shares held by De Novo.