Alyssa Henry - 09 Jun 2021 Form 4 Insider Report for Square, Inc. (XYZ)

Signature
/s/ Susan Szotek, Attorney-in-Fact
Issuer symbol
XYZ
Transactions as of
09 Jun 2021
Net transactions value
-$1,934,940
Form type
4
Filing time
11 Jun 2021, 17:08:30 UTC
Previous filing
17 May 2021
Next filing
21 Jun 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SQ Class A Common Stock Award $21,168 +139 +0.03% $152.29 405,406 14 May 2021 Direct F1
transaction SQ Class A Common Stock Options Exercise $172,000 +10,000 +2.5% $17.20 415,406 09 Jun 2021 Direct F2
transaction SQ Class A Common Stock Sale $519,266 -2,466 -0.59% $210.57 412,940 09 Jun 2021 Direct F2, F3
transaction SQ Class A Common Stock Sale $254,220 -1,200 -0.29% $211.85 411,740 09 Jun 2021 Direct F2, F4
transaction SQ Class A Common Stock Sale $609,533 -2,863 -0.7% $212.90 408,877 09 Jun 2021 Direct F2, F5
transaction SQ Class A Common Stock Sale $421,577 -1,971 -0.48% $213.89 406,906 09 Jun 2021 Direct F2, F6
transaction SQ Class A Common Stock Sale $215,130 -1,000 -0.25% $215.13 405,906 09 Jun 2021 Direct F2, F7
transaction SQ Class A Common Stock Sale $43,220 -200 -0.05% $216.10 405,706 09 Jun 2021 Direct F2, F8
transaction SQ Class A Common Stock Sale $65,163 -300 -0.07% $217.21 405,406 09 Jun 2021 Direct F2, F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SQ Stock Option (right to buy) Options Exercise $0 -10,000 -13% $0.000000 65,683 09 Jun 2021 Class A Common Stock 10,000 $17.20 Direct F2, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were acquired under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2 The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F3 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $210.19 to $210.91 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $211.34 to $212.27 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $212.40 to $213.38 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $213.43 to $214.39 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $214.53 to $215.50 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $215.64 to $216.55 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $217.10 to $217.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10 1/48 of the shares subject to the option vested on May 1, 2017, and 1/48 of the shares vested monthly thereafter.