Mukul Jain - 09 Jun 2021 Form 4 Insider Report for Senseonics Holdings, Inc. (SENS)

Role
Chief Operating Officer
Signature
/s/ Darren K. DeStefano, Attorney-in-Fact
Issuer symbol
SENS
Transactions as of
09 Jun 2021
Net transactions value
-$74,189
Form type
4
Filing time
11 Jun 2021, 16:32:00 UTC
Previous filing
08 Jun 2021
Next filing
16 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SENS Common Stock Options Exercise $3,312 +6,134 +0.31% $0.5400 1,976,691 09 Jun 2021 Direct F1
transaction SENS Common Stock Sale $21,469 -6,134 -0.31% $3.50* 1,970,557 09 Jun 2021 Direct F1, F2
transaction SENS Common Stock Options Exercise $10,188 +18,866 +0.96% $0.5400 1,989,423 10 Jun 2021 Direct F1
transaction SENS Common Stock Sale $66,220 -18,866 -0.95% $3.51* 1,970,557 10 Jun 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SENS Stock Option (right to buy) Options Exercise $0 -6,134 -2.7% $0.000000 224,465 09 Jun 2021 Common Stock 6,134 $0.5400 Direct F1, F4
transaction SENS Stock Option (right to buy) Options Exercise $0 -18,866 -8.4% $0.000000 205,599 10 Jun 2021 Common Stock 18,866 $0.5400 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on March 15, 2021.
F2 This transaction was executed in multiple trades at prices ranging from $3.50 to $3.505, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected as set forth in this footnote.
F3 This transaction was executed in multiple trades at prices ranging from $3.50 to $3.54, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected as set forth in this footnote.
F4 Shares are fully vested and exercisable.