Vincent A. Forlenza - 10 Jun 2021 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
Director
Signature
Elizabeth McCarroll, by power of attorney for Vincent A. Forlenza
Issuer symbol
MCO
Transactions as of
10 Jun 2021
Net transactions value
+$2,056
Form type
4
Filing time
11 Jun 2021, 16:01:05 UTC
Next filing
13 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Award $1,771 +5 +0.1% $338.28 5,012 10 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Phantom Stock Units (Deferred Compensation) Award $286 +1 +0.18% $339.96 470 10 Jun 2021 Common Stock 1 Direct F2, F3, F4
transaction MCO Dividend Equivalent Award $0 +1 +86% $0.000000 3 10 Jun 2021 Common Stock 1 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU deferred dividend reinvestment accrual.
F2 Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.
F3 The security converts to common stock on a one-for-one basis.
F4 These units are to be settled in cash after the Reporting Person's retirement.
F5 Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.