James A. Gustke - 08 Jun 2021 Form 4 Insider Report for OOMA INC (OOMA)

Role
Vice President of Marketing
Signature
/s/ James Gustke
Issuer symbol
OOMA
Transactions as of
08 Jun 2021
Net transactions value
-$188,858
Form type
4
Filing time
10 Jun 2021, 16:35:14 UTC
Previous filing
03 Jun 2021
Next filing
14 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OOMA Common Stock Options Exercise $30,121 +4,987 +4% $6.04 130,560 08 Jun 2021 Direct
transaction OOMA Common Stock Sale $100,186 -4,987 -3.8% $20.09 125,573 08 Jun 2021 Direct F1, F2
transaction OOMA Common Stock Sale $105,097 -5,000 -4% $21.02 120,573 08 Jun 2021 Direct F1, F3
transaction OOMA Common Stock Options Exercise $5,515 +913 +0.76% $6.04 121,486 09 Jun 2021 Direct
transaction OOMA Common Stock Sale $19,211 -913 -0.75% $21.04 120,573 09 Jun 2021 Direct F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OOMA Employee Stock Option (right to buy) Options Exercise $0 -4,987 -18% $0.000000 22,313 08 Jun 2021 Common Stock 4,987 $6.04 Direct
transaction OOMA Employee Stock Option (right to buy) Options Exercise $0 -913 -4.1% $0.000000 21,400 09 Jun 2021 Common Stock 913 $6.04 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
F2 The range of prices for the shares of Common Stock is from $20.00 to $20.19. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F3 The range of prices for the shares of Common Stock is from $21.00 to $21.05. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F4 The range of prices for the shares of Common Stock is from $21.02 to $21.11. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.