R. Bryce Fowler - 08 Jun 2021 Form 4 Insider Report for Triumph Bancorp, Inc. (TFIN)

Role
Chief Financial Officer
Signature
Adam D. Nelson, Attorney-in-fact
Issuer symbol
TFIN
Transactions as of
08 Jun 2021
Transactions value $
-$133,431
Form type
4
Filing time
10 Jun 2021, 16:00:09 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Common Stock Options Exercise $22K +568 +6.61% $38.75 9.17K 08 Jun 2021 Direct
transaction TFIN Common Stock Options Exercise $38.1K +1.45K +15.82% $26.25 10.6K 08 Jun 2021 Direct
transaction TFIN Common Stock Options Exercise $13.5K +436 +4.11% $31.00 11.1K 08 Jun 2021 Direct
transaction TFIN Common Stock Sale -$207K -2.45K -22.2% $84.36 8.6K 08 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TFIN Employee Stock Options Options Exercise $0 -568 -33.35% $0.00 1.14K 08 Jun 2021 Common Stock 568 $38.75 Direct F2
transaction TFIN Employee Stock Options Options Exercise $0 -436 -19.99% $0.00 1.75K 08 Jun 2021 Common Stock 436 $31.00 Direct F2
transaction TFIN Employee Stock Options Options Exercise $0 -1.45K -25% $0.00 4.35K 08 Jun 2021 Common Stock 1.45K $26.25 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of (i) 5,333 shares beneficially owned by reporting person, and (ii) 3,265 shares of restricted stock of the reporting person subject to future vesting requirements.
F2 Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.