William M. Brown - 07 Jun 2021 Form 4 Insider Report for L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX)

Role
Chair and CEO, Director
Signature
By: /s/ Robert A. Johnson Jr., Attorney-in-Fact For: William M. Brown
Issuer symbol
LHX
Transactions as of
07 Jun 2021
Net transactions value
-$21,098,681
Form type
4
Filing time
09 Jun 2021, 16:30:24 UTC
Previous filing
12 May 2021
Next filing
10 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LHX Common Stock, Par Value $1.00 Options Exercise $5,067,482 +88,950 +24% $56.97 456,465 07 Jun 2021 Direct F1, F2
transaction LHX Common Stock, Par Value $1.00 Sale $11,448,266 -52,414 -11% $218.42 404,051 07 Jun 2021 Direct F1, F3
transaction LHX Common Stock, Par Value $1.00 Sale $2,506,265 -11,429 -2.8% $219.29 392,622 07 Jun 2021 Direct F1, F4
transaction LHX Common Stock, Par Value $1.00 Sale $2,531,477 -11,490 -2.9% $220.32 381,132 07 Jun 2021 Direct F1, F5
transaction LHX Common Stock, Par Value $1.00 Sale $826,374 -3,733 -0.98% $221.37 377,399 07 Jun 2021 Direct F1, F6
transaction LHX Common Stock, Par Value $1.00 Sale $2,195,632 -9,884 -2.6% $222.14 367,515 07 Jun 2021 Direct F1, F7
transaction LHX Common Stock, Par Value $1.00 Sale $3,788,321 -17,345 -4.7% $218.41 350,170 07 Jun 2021 Direct F3, F8
transaction LHX Common Stock, Par Value $1.00 Sale $891,714 -4,066 -1.2% $219.31 346,104 07 Jun 2021 Direct F8, F9
transaction LHX Common Stock, Par Value $1.00 Sale $879,316 -3,990 -1.2% $220.38 342,114 07 Jun 2021 Direct F8, F10
transaction LHX Common Stock, Par Value $1.00 Sale $274,509 -1,241 -0.36% $221.20 340,873 07 Jun 2021 Direct F8, F11
transaction LHX Common Stock, Par Value $1.00 Sale $824,287 -3,711 -1.1% $222.12 337,162 07 Jun 2021 Direct F7, F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LHX Non-Qualified Stock Option (Right to Buy) Options Exercise $0 -88,950 -50% $0.000000 88,950 07 Jun 2021 Common Stock, Par Value $1.00 88,950 $56.97 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reported option exercise and sales of underlying shares were executed under a plan adopted by reporting person on May 3, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F2 Includes 70.94 shares acquired through Issuer's retirement plan for quarters ended January 3, 2020 through April 2, 2021.
F3 Reflects weighted average sale price (prices actually received ranged from $217.79 to $218.78). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4 Reflects weighted average sale price (prices actually received ranged from $218.79 to $219.78). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F5 Reflects weighted average sale price (prices actually received ranged from $219.84 to $220.83). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F6 Reflects weighted average sale price (prices actually received ranged from $220.87 to $221.83). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F7 Reflects weighted average sale price (prices actually received ranged from $221.87 to $222.69). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F8 Reported sales of shares were executed under a plan adopted by reporting person on May 7, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F9 Reflects weighted average sale price (prices actually received ranged from $218.79 to $219.74). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F10 Reflects weighted average sale price (prices actually received ranged from $219.84 to $220.82). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F11 Reflects weighted average sale price (prices actually received ranged from $220.87 to $221.85). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney