Joseph Hogan - Jun 4, 2021 Form 4 Insider Report for ALIGN TECHNOLOGY INC (ALGN)

Role: President and CEO, Director
Signature: /s/ Julie Ann Coletti Attorney-in-Fact for Joseph Hogan
Stock symbol: ALGN
Transactions as of: Jun 4, 2021
Transactions value $: -$35,596,144
Form type: 4
Date filed: 6/7/2021, 06:11 PM
Next filing: Aug 4, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ALGN	Common Stock	Options Exercise	$0	+129K	+89.83%	$0.00	273K	Jun 4, 2021	Direct
transaction	ALGN	Common Stock	Tax liability	-$35.6M	-61.1K	-22.37%	$582.35	212K	Jun 4, 2021	Direct
holding	ALGN	Common Stock						1.5K	Jun 4, 2021	By Spouse	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ALGN	Market Stock Unit	Options Exercise	$0	-129K	-100%	$0.00^*	0	Jun 4, 2021	Common Stock	129K	$0.00	Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These securities are held directly by the spouse of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
F2	Represents par value of ALGN common stock.
F3	The market stock unit granted on June 22, 2018 became vested on June 4, 2021 and shares were delivered to reporting person on such vest date.