Richard M. McVey - Jun 3, 2021 Form 4 Insider Report for MARKETAXESS HOLDINGS INC (MKTX)

Role
Chairman & CEO, Director
Signature
/s/ Jason Edelstein, as Attorney-in-Fact for Richard M. McVey
Stock symbol
MKTX
Transactions as of
Jun 3, 2021
Transactions value $
-$4,531,221
Form type
4
Date filed
6/7/2021, 05:40 PM
Next filing
Aug 11, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MKTX Common Stock, par value $0.003 per share Options Exercise $2.75M +27K +3.53% $101.77 791K Jun 3, 2021 Direct
transaction MKTX Common Stock, par value $0.003 per share Tax liability -$7.28M -16.4K -2.07% $444.21 775K Jun 3, 2021 Direct
holding MKTX Common Stock, par value $0.003 per share 2K Jun 3, 2021 By Immediate Family Members

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MKTX Stock Option (right to buy) Options Exercise $0 -27K -100% $0.00* 0 Jun 3, 2021 Common Stock 27K $101.77 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock options were fully exercisable.