Yaichi Aoshima - Jun 3, 2021 Form 4 Insider Report for Techpoint, Inc. (M-6697)

Role
Director
Signature
/s/ Fumihiro Kozato, Attorney-in-Fact
Stock symbol
M-6697
Transactions as of
Jun 3, 2021
Transactions value $
$0
Form type
4
Date filed
6/7/2021, 05:00 PM
Next filing
Jun 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction M-6697 Common Stock Options Exercise +7.5K +26.67% 35.6K Jun 3, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction M-6697 Restricted Stock Unit Award $0 +9K $0.00 9K Jun 3, 2021 Common Stock 9K Direct F1, F2
transaction M-6697 Restricted Stock Unit Options Exercise $0 -7.5K -100% $0.00* 0 Jun 3, 2021 Common Stock 7.5K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Consists of a grant of restricted stock units awarded to the Reporting Person on June 3, 2021 under the Techpoint, Inc. 2017 Stock Incentive Plan for no consideration. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. Subject to the Reporting Person's continuous service with the Issuer, shares will be released to the Reporting Person on the earlier of (i) one year from the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the end of the fiscal year ending on December 31, 2021.
F3 Consists of a grant of restricted stock units awarded to the Reporting Person on June 4, 2020 under the Techpoint, Inc. 2017 Stock Incentive Plan for no consideration. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units were released to the Reporting Person on June 3, 2021, the date of the Issuer's annual meeting of stockholders following the end of the fiscal year ended on December 31, 2020.