PC Nelson Griggs - Jun 3, 2021 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Role: Executive Vice President
Signature: /s/ Alex Kogan, by power of attorney
Stock symbol: NDAQ
Transactions as of: Jun 3, 2021
Transactions value $: -$167,890
Form type: 4
Date filed: 6/7/2021, 05:00 PM
Previous filing: May 26, 2021
Next filing: Jul 27, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NDAQ	Common Stock, par value $0.01 per share	Sale	-$168K	-1K	-3.99%	$167.89	24K	Jun 3, 2021	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.88 to $167.94, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F2	Represents (i) 18,456 shares underlying PSUs, all of which are vested and (ii) 5,589 shares or units of restricted stock, of which none are vested.

Content

The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.88 to $167.94, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Represents (i) 18,456 shares underlying PSUs, all of which are vested and (ii) 5,589 shares or units of restricted stock, of which none are vested.