Brett Tolley - 01 Jun 2021 Form 4 Insider Report for Roblox Corp (RBLX)

Role
Principal Accounting Officer
Signature
/s/ Mark Reinstra Attorney-in-Fact for Brett Tolley
Issuer symbol
RBLX
Transactions as of
01 Jun 2021
Net transactions value
-$4,855,253
Form type
4
Filing time
03 Jun 2021, 19:10:06 UTC
Next filing
06 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBLX Class A Common Stock Options Exercise $3,319 +637 +0.75% $5.21 85,432 01 Jun 2021 Direct
transaction RBLX Class A Common Stock Sale $206,916 -2,200 -2.6% $94.05 83,232 01 Jun 2021 Direct F1, F2
transaction RBLX Class A Common Stock Sale $1,460,826 -15,384 -18% $94.96 67,848 01 Jun 2021 Direct F1, F3
transaction RBLX Class A Common Stock Sale $1,459,414 -15,195 -22% $96.05 52,653 01 Jun 2021 Direct F1, F4
transaction RBLX Class A Common Stock Sale $1,633,776 -16,858 -32% $96.91 35,795 01 Jun 2021 Direct F1, F5
transaction RBLX Class A Common Stock Sale $97,639 -1,000 -2.8% $97.64 34,795 01 Jun 2021 Direct F1, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBLX Stock Option (Right to Buy) Options Exercise $0 -239 -2.1% $0.000000 11,247 01 Jun 2021 Class A Common Stock 239 $5.21 Direct F7
transaction RBLX Stock Option (Right to Buy) Options Exercise $0 -398 -1% $0.000000 38,409 01 Jun 2021 Class A Common Stock 398 $5.21 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All of the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 23, 2021.
F2 The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $93.38 to $94.37, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $94.40 to $95.38, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $95.45 to $96.41, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $96.45 to $97.43, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $97.47 to $97.90, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 1/48th of the shares subject to the option vested on June 1, 2021, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
F8 1/48th of the shares subject to the option vested on November 1, 2020, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.