Richard N. Haass - 01 Jun 2021 Form 4 Insider Report for Lazard Ltd (LAZ)

Role
Director
Signature
/s/ Richard N. Haass by Scott D. Hoffman under a P of A
Issuer symbol
LAZ
Transactions as of
01 Jun 2021
Net transactions value
$0
Form type
4
Filing time
03 Jun 2021, 18:14:59 UTC
Previous filing
19 May 2021
Next filing
18 Aug 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LAZ Deferred Stock Units Award $0 +3,614 +9.6% $0.000000 41,219 01 Jun 2021 Class A Common Stock 3,614 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.
F2 The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.
F3 Amount excludes 1,200 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.