Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | MS | Common Stock | Purchase | $1.12M | +29K | +23.12% | $38.59 | 154K | Apr 17, 2020 | By Revocable Trust | F1, F2, F3, F4 |
transaction | MS | Common Stock | Award | $0 | +2.7K | +60.54% | $0.00 | 7.17K | Jun 1, 2021 | Direct | F3, F5 |
holding | MS | Common Stock | 50K | Apr 17, 2020 | By Grantor Retained Annuity Trust | F4 |
Id | Content |
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F1 | The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $38.4298 to $38.68, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
F2 | This report amends the Form 4 filed by the reporting person on April 20, 2020 (the Original Form 4) to correct the number of shares purchased on April 17, 2020 and the weighted average price of such shares, which initially were inadvertently reported as 19,000 shares and $38.6774, respectively. This Form 4 is deemed to amend the Original Form 4 and all Form 4s filed between the date thereof and the date of this Form 4 to add 10,000 shares to the Reporting Person's total ownership listed in Column 5, Amount of Securities Beneficially Owned Following Reported Transaction(s). |
F3 | Since the Reporting Person's last report, 4,449 shares of Common Stock previously reported as directly beneficially owned were contributed to his revocable trust. |
F4 | Since the Reporting Person's last report, 50,000 shares of Common Stock previously reported as indirectly beneficially owned by his revocable trust were contributed to a grantor retained annuity trust. |
F5 | Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. |