| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KOSS | Common Stock | Options Exercise | $23K | +11.8K | +1.52% | $1.95 | 787K | Jun 1, 2021 | Direct | |
| transaction | KOSS | Common Stock | Sale | -$295K | -11.8K | -1.5% | $25.04* | 775K | Jun 1, 2021 | Direct | F1 |
| transaction | KOSS | Common Stock | Options Exercise | $84.3K | +43.2K | +5.58% | $1.95 | 818K | Jun 2, 2021 | Direct | |
| transaction | KOSS | Common Stock | Sale | -$653K | -25K | -3.06% | $26.11* | 793K | Jun 2, 2021 | Direct | F2 |
| transaction | KOSS | Common Stock | Sale | -$282K | -10K | -1.26% | $28.18* | 783K | Jun 2, 2021 | Direct | |
| transaction | KOSS | Common Stock | Sale | -$244K | -8.22K | -1.05% | $29.63* | 775K | Jun 2, 2021 | Direct | F3 |
| transaction | KOSS | Common Stock | Sale | -$150K | -5K | -13.51% | $30.00* | 32K | Jun 2, 2021 | As co-trustee of trusts for children | F4 |
| transaction | KOSS | Common Stock | Sale | -$215K | -5K | -15.63% | $43.00* | 27K | Jun 2, 2021 | As co-trustee of trusts for children | F4 |
| holding | KOSS | Common Stock | 708K | Jun 1, 2021 | As co-trustee of Nancy Koss Trust | F5 | |||||
| holding | KOSS | Common Stock | 1M | Jun 1, 2021 | As co-trustee of Koss Family Trust | F5 | |||||
| holding | KOSS | Common Stock | 158K | Jun 1, 2021 | ESOP | ||||||
| holding | KOSS | Common Stock | 984K | Jun 1, 2021 | By family corporation | F6 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KOSS | Stock Option (right to buy) | Options Exercise | $0 | -11.8K | -11.78% | $0.00 | 88.2K | Jun 1, 2021 | Common Stock | 11.8K | $1.95 | Direct | F7 |
| transaction | KOSS | Stock Option (right to buy) | Options Exercise | $0 | -43.2K | -48.99% | $0.00 | 45K | Jun 2, 2021 | Common Stock | 43.2K | $1.95 | Direct | F7 |
| Id | Content |
|---|---|
| F1 | The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F2 | The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.75 to $26.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F3 | The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.60 to $29.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F4 | These shares are held through two separate trusts. Each trust benefits an adult child of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| F5 | The reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| F6 | The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| F7 | This option vests in four equal annual installments beginning on July 26, 2018. |