Susan M. Gianinno - 14 May 2021 Form 4/A - Amendment Insider Report for RR Donnelley & Sons Co

Role
Director
Signature
Deborah L. Steiner, as Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
14 May 2021
Net transactions value
-$123,235
Form type
4/A - Amendment
Filing time
03 Jun 2021, 15:39:04 UTC
Date Of Original Report
03 Jun 2021
Next filing
28 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RRD Common Stock Options Exercise +59,420 +32% 242,652 14 May 2021 Direct F1
transaction RRD Common Stock Disposed to Issuer $263,231 -59,420 -24% $4.43 183,232 14 May 2021 Direct
transaction RRD Common Stock Award $139,996 +24,822 +14% $5.64 208,145 20 May 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RRD Phantom Stock Options Exercise -59,420 -100% 0 14 May 2021 Common Stock 59,420 Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock was the economic equivalent of one share of RRD common stock. The Issuer settled the phantom stock for cash.
F2 Company granted restricted stock units ("RSUs") issued pursuant to Rule 16b-3 Plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.
F3 Represents the economic equivalent of one share of Company common stock, which may be settled in Company common stock or cash upon vesting.
F4 Phantom stock is payable in shares of common stock or cash on the earlier of the first anniversary of the grant date or the reporting person ceasing to be a member of the board of directors of the issuer.
F5 The vested phantom stock was settled for cash.

Remarks:

This Form 4 Amendment is filed to correct the balance set forth in Table I, Item 5, Amount of Securities Beneficially Owned Following Reported Transaction(s).