Jonathan G Ornstein - 01 Jun 2021 Form 4 Insider Report for MESA AIR GROUP INC (MESA)

Role
CEO
Signature
/s/ Jonathan G. Ornstein
Issuer symbol
MESA
Transactions as of
01 Jun 2021
Net transactions value
-$591,326
Form type
4
Filing time
03 Jun 2021, 15:05:29 UTC
Next filing
03 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MESA Common Stock Options Exercise $0 +36,526 +7.3% $0.000000 536,526 01 Jun 2021 Direct
transaction MESA Common Stock Options Exercise $0 +29,239 +5.4% $0.000000 565,765 01 Jun 2021 Direct
transaction MESA Common Stock Options Exercise $0 +79,602 +14% $0.000000 645,367 01 Jun 2021 Direct
transaction MESA Common Stock Tax liability $591,326 -60,401 -9.4% $9.79* 584,966 01 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MESA Restricted Stock Award Options Exercise $0 -36,526 -11% $0.000000 297,286 01 Jun 2021 Common Stock 36,526 $0.000000 Direct F1
transaction MESA Restricted Stock Award Options Exercise $0 -29,239 -9.8% $0.000000 268,047 01 Jun 2021 Common Stock 29,239 $0.000000 Direct F2
transaction MESA Restricted Stock Award Options Exercise $0 -79,602 -30% $0.000000 188,445 01 Jun 2021 Common Stock 79,602 $0.000000 Direct F3
transaction MESA Restricted Stock Award Award $0 +81,716 +43% $0.000000 270,161 01 Jun 2021 Common Stock 81,716 $0.000000 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A restricted stock award of 407,654 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. This is the final tranche of this award.
F2 A restricted stock award of 87,719 shares was granted under the 2018 Equity Incentive Plan on June 1, 2019. The final tranche of this award will vest 29,241 shares on June 1, 2022.
F3 A restricted stock award of 238,806 was granted under the 2018 Equity Incentive Plan on June 1, 2020. Additional tranches of this award will vest as follows: 79,602 shares on June 1, 2022; and 79,602 shares on June 1, 2023.
F4 A restricted stock award of 81,716 shares was granted under the 2018 Equity Incentive Plan on June 1, 2021. Tranches of this award will vest annually in equal one third increments.