Brian Gillman - Jun 1, 2021 Form 4 Insider Report for MESA AIR GROUP INC (MESA)

Role
EVP/GC/Secretary
Signature
/s/ Brian S. Gillman
Stock symbol
MESA
Transactions as of
Jun 1, 2021
Transactions value $
-$124,529
Form type
4
Date filed
6/2/2021, 08:00 PM
Next filing
Jul 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MESA Common Stock Options Exercise $0 +5.71K +19.02% $0.00 35.7K Jun 1, 2021 Direct
transaction MESA Common Stock Options Exercise $0 +4.57K +12.79% $0.00 40.3K Jun 1, 2021 Direct
transaction MESA Common Stock Options Exercise $0 +19.9K +49.41% $0.00 60.2K Jun 1, 2021 Direct
transaction MESA Common Stock Tax liability -$125K -12.7K -21.14% $9.79* 47.5K Jun 1, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MESA Restricted Stock Award Options Exercise $0 -5.71K -7.17% $0.00 73.9K Jun 1, 2021 Common Stock 5.71K $0.00 Direct F1
transaction MESA Restricted Stock Award Options Exercise $0 -4.57K -6.18% $0.00 69.3K Jun 1, 2021 Common Stock 4.57K $0.00 Direct F2
transaction MESA Restricted Stock Award Options Exercise $0 -19.9K -28.7% $0.00 49.4K Jun 1, 2021 Common Stock 19.9K $0.00 Direct F3
transaction MESA Restricted Stock Award Award $0 +20.4K +41.33% $0.00 69.9K Jun 1, 2021 Common Stock 20.4K $0.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A restricted stock award of 92,437 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. This is the final tranche of this award.
F2 A restricted stock award of 13,706 shares was granted under the 2018 Equity Incentive Plan on June 1, 2019. The final tranche of this award will vest 4,570 shares on June 1, 2022.
F3 A restricted stock award of 59,701 shares was granted under the 2018 Equity Incentive Plan on June 1, 2020. Additional tranches of this award will vest as follows: 19,900 shares on June 1, 2022; and 19,901 shares on June 1, 2023.
F4 A restricted stock award of 20,429 shares was granted under the 2018 Equity Incentive Plan on June 1, 2021. Tranches of this award will vest annually in one third increments.